Conferences & Education
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Anatomy of a Regulatory Order
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This one-day workshop will help you to understand the ins and outs of enforcement actions: how to avoid receiving one, what to do when one is inevitable and how to comply with one.
With more banks in the West than in other parts of the country having received enforcement actions, you’ll hear from professionals who are working with Western banks in each phase of the enforcement action process.
You will learn how to avoid, negotiate and comply with each type of enforcement action including Board Resolution, Memorandum of Understanding, Written Agreement, Consent Order and Cease and Desist Order. In addition to practical advice and tools, as part of the session you’ll receive copies of actual enforcement action documents.
Schedule
as of January 26, 2010
| 8:00-8:30 am | Registration & Continental Breakfast |
| 8:30-8:45 am | Introduction & Welcome Western Independent Bankers Regulator’s Perspective Necia Marlowe, Field Supervisor, FDIC (SF program) |
| 8:45-9:30 am | Exams Actions 101 – What Are They
and Why You Don’t Want One! Discussion on the types, trends, disclosure(s) and consequences |
| 9:30-10:00 am | Warning Signs |
| 10:15-11:00 am | Practical Steps to Prevent or Prepare for
an Enforcement Action Discussion on what you can do to minimize the likelihood and pain |
| 11:00 am-Noon | From Examination to Enforcement Action – What Happens on the Path? |
| Noon-1:00 pm | Lunch with Networking |
| 1:00-1:30 pm | Anatomy of an Enforcement Action Discussion on the likely provisions, the likely consequences and negotiating |
| 1:30-2:00 pm | Meeting the Due Dates – The Clock is
Ticking! Discussion on how to satisfy the conditions of the order |
| 2:15-3:00 pm | You’ve met the Due Dates – What’s Next? |
| 3:00-3:30 pm | Wrap-up |
Speakers
San Francisco Panel – March 8
Konrad Alt, Managing Director, Promontory Financial Group,
LLC
Jeanine Catalano Special Advisor, Promontory Financial Group, LLC
Al Glowasky, Managing Director, Sandler O’Neill
Jim Rockett, Partner, Bingham McCutchen, LLP
Registration Information
Click here to register online
Have registration questions? Click here to find out how to register for a WIB event.
WIB/CBW/CIB Member - $345
De Novo Member - $245
Nonmember - $445
Registration includes continental breakfast, networking lunch, AM/PM refreshment breaks.
Cancellation Policy
Registration fees minus $50 processing fee will be refunded if cancellation
is received by two weeks prior to the start of the program. No refund if
cancellation is received within two-weeks of the start of the program.
Substitutions welcome.
Location
March 8, 2010
Hilton San Francisco Financial District
750 Kearny Street
San Francisco
Hotel Information
San Francisco
WIB does not have guest sleeping rooms reserved for this program. If you require
hotel accommodations, please contact the Hilton San Francisco Financial District
at (415) 433-6600.
Travel Information
Rental Car Discount
Avis; www.avis.com; Refer to AWD Number J990669
The hotel is convenient to both San Francisco (SFO) and Oakland (OAK) International Airports. Public transportation (BART, see www.bart.gov) is available to downtown San Francisco. SuperShuttle runs from OAK and from SFO to the Hilton San Francisco Financial District. Visit www.supershuttle.com or call (800) BLUE-VAN.
Our Guarantee
If you are not completely satisfied with this workshop, contact us within 10 days of the workshop and we will refund your registration fees.