The DOL Fiduciary Rule – the Walking Dead?
June 14 @ 9:00 am - 10:00 am
Is the DOL Fiduciary Rule dead, alive, or somewhere in between? The DOL’s conflict of interest rules were vacated in their entirety on March 15, 2018, though no actual change can take place before May. The running debate about the standards of care in the financial services industry is, therefore, beginning in earnest. The SEC is expected to weigh in later this year: the DOL could appeal and take it all the way to the Supreme Court, choose to simply let the rules go away, or issue revised guidance. Various states are passing DOL-rule-like statutes of their own; Congress could, therefore, take an interest. In short, the game is afoot. This WiBinar will discuss the latest initiatives surrounding the DOL Fiduciary Rule and explore the impact these initiatives could have.
Learn the current status of the DOL Fiduciary Rule
Discuss what scenarios are likely to play out and what this means to members of the Western Bankers Association
Explore what the SEC proposed rules look like and how they impact WBA members
Review what other current legislation is on the table
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