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The DOL Fiduciary Rule – the Walking Dead?

June 14 @ 9:00 am - 10:00 am


Ken Jackson
Regional Director
Pentegra Retirement Services

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Pete Swisher
Senior Vice President, National Sales Director
Pentegra Retirement Services

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Is the DOL Fiduciary Rule dead, alive, or somewhere in between? The DOL’s conflict of interest rules were vacated in their entirety on March 15, 2018, though no actual change can take place before May. The running debate about the standards of care in the financial services industry is, therefore, beginning in earnest. The SEC is expected to weigh in later this year: the DOL could appeal and take it all the way to the Supreme Court, choose to simply let the rules go away, or issue revised guidance. Various states are passing DOL-rule-like statutes of their own; Congress could, therefore, take an interest. In short, the game is afoot. This WiBinar will discuss the latest initiatives surrounding the DOL Fiduciary Rule and explore the impact these initiatives could have.

Learning Objectives:

Learn the current status of the DOL Fiduciary Rule
Discuss what scenarios are likely to play out and what this means to members of the Western Bankers Association
Explore what the SEC proposed rules look like and how they impact WBA members
Review what other current legislation is on the table

WiBinar Fees

Pricing For Price Season Pass
Bank Member $195.00 $0.00
Bank Nonmember $249.00 $0.00
Affiliate Member $195.00 $0.00
Affiliate Nonmember $249.00 $0.00

Season Pass Members recieve 4 individual logins to every WiBinar:



This WiBinar is ideal for:

Trust Administrator, IRA Administrator, Financial Planner, Relationship Manager, Compliance Officer, Bank Counsel

CPE Credits: 
1 CPE Credit


June 14
9:00 am - 10:00 am
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Western Bankers Association

As a result of an exciting merger finalized on January 1, 2018, the Western Bankers Association (WBA) is now the primary association operating two divisions: California Bankers Association (CBA) and Western Independent Bankers (WIB). CBA will oversee all California and federal legislative and regulatory advocacy efforts, while WIB will oversee all conferences and professional development programs. Members of the respective associations will now be members of WBA.

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